General information about company
Scrip code	539148
Name of the company	Shivalik Rasayan Limited
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	30-09-2017
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)

Sr. No.	Particular	Yes/No
1	Whether the Listed Entity has issued any partly paid up shares?	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No
3	Whether the Listed Entity has issued any Warrants ?	Yes
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No
5	Whether the Listed Entity has any shares in locked-in?	Yes
6	Whether any shares held by promoters are pledge or otherwise encumbered?	Yes
7	Whether company has equity shares with differential voting rights?	No

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total
(A)	Promoter & Promoter Group	1	2435120			2435120	71.2	2435120		2435120	71.2
(B)	Public	1482	984880			984880	28.8	984880		984880	28.8
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	1483	3420000			3420000	100	3420000		3420000	100

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
						No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
(A)	Promoter & Promoter Group		160000	160000	61.67	1930120	79.26	505000	20.74	2435120
(B)	Public		628000	628000	38.33	9300	0.94			634315
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total		788000	788000	100	1939420	56.71	505000	14.77	3069435

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(d)	Any Other (specify)		1	2435120			2435120	71.2	2435120		2435120	71.2
Sub-Total (A)(1)			1	2435120			2435120	71.2	2435120		2435120	71.2
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)			1	2435120			2435120	71.2	2435120		2435120	71.2
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(f)	Financial Institutions/ Banks		2	23660			23660	0.69	23660		23660	0.69
Sub-Total (B)(1)			2	23660			23660	0.69	23660		23660	0.69
( 3 )	Non-institutions
(a(i))	Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs.		1380	584905			584905	17.1	584905		584905	17.1
(a(ii))	Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.		8	248975			248975	7.28	248975		248975	7.28
(e)	Any Other (specify)		92	127340			127340	3.72	127340		127340	3.72
Sub-Total (B)(3)			1480	961220			961220	28.11	961220		961220	28.11
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)			1482	984880			984880	28.8	984880		984880	28.8
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )			1483	3420000			3420000	100	3420000		3420000	100
Total (A+B+C )			1483	3420000			3420000	100	3420000		3420000	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(d)		160000	160000	61.67	1930120	79.26	505000	20.74	2435120
Sub-Total (A)(1)		160000	160000	61.67	1930120	79.26	505000	20.74	2435120
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)		160000	160000	61.67	1930120	79.26	505000	20.74	2435120
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(f)		0	0	0.56	0	0			23660
Sub-Total (B)(1)		0	0	0.56	0	0			23660
( 3 )	Non-institutions
(a(i))		518000	518000	26.21	9300	1.59			313880
(a(ii))		0	0	5.92	0	0			180975
(e)		110000	110000	5.64	0	0			115800
Sub-Total (B)(3)		628000	628000	37.77	9300	0.97			610655
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)		628000	628000	38.33	9300	0.94			634315
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )		788000	788000	100	1939420	56.71			3069435
Total (A+B+C )		788000	788000	100	1939420	56.71	505000	14.77	3069435

Any Other (specify)
Searial No.	1
Category	Bodies Corporate	Click here to go back
Name of the Shareholders (I)	Growel Capital Services Private Limited
PAN (II)	AABCG3108P	Total
No. of the Shareholders (I)	1	1
No. of fully paid up equity shares held (IV)	2435120	2435120
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	2435120	2435120
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	71.2	71.2
Number of Voting Rights held in each class of securities (IX)
Class eg: X	2435120	2435120
Class eg:y
Total	2435120	2435120
Total as a % of Total Voting rights	71.2	71.2
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)	160000	160000
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	160000	160000
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	61.67	61.67
Number of Locked in shares (XII)
No. (a)	1930120	1930120
As a % of total Shares held (b)	79.26	79.26
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)	505000	505000
As a % of total Shares held (b)	20.74	20.74
Number of equity shares held in dematerialized form (XIV)	2435120	2435120
Reason for not providing PAN

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No.	1
Name of the Shareholders (I)	FL Dadabhoy	Click here to go back
PAN (II)	AAAPD4332J	Total
No. of fully paid up equity shares held (IV)	42000	42000
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	42000	42000
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.23	1.23
Number of Voting Rights held in each class of securities (IX)
Class eg: X	42000	42000
Class eg:y
Total	42000	42000
Total as a % of Total Voting rights	1.23	1.23
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)	0	0
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	0	0
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1	1
Number of Locked in shares (XII)
No. (a)	0	0
As a % of total Shares held (b)	0	0
Number of equity shares held in dematerialized form (XIV)	42000	42000
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	1	2	3	4
Category	Bodies Corporate	NRI – Non- Repat	NRI – Repat	HUF
Category / More than 1 percentage	Category	Category	Category	Category
Name of the Shareholders (I)					Click here to go back
PAN (II)					Total
No. of the Shareholders (I)	51	5	8	28	92
No. of fully paid up equity shares held (IV)	82567	12131	2080	30562	127340
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	82567	12131	2080	30562	127340
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.41	0.35	0.06	0.89	3.71
Number of Voting Rights held in each class of securities (IX)
Class eg: X	82567	12131	2080	30562	127340
Class eg:y
Total	82567	12131	2080	30562	127340
Total as a % of Total Voting rights	2.41	0.35	0.06	0.89	3.71
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)	110000	0	0	0	110000
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	110000	0	0	0	110000
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	4.58	0.29	0.05	0.73	5.65
Number of Locked in shares (XII)
No. (a)	0	0	0	0	0
As a % of total Shares held (b)	0	0	0	0	0
Number of equity shares held in dematerialized form (XIV)	71027	12131	2080	30562	115800
Reason for not providing PAN
Reason for not providing PAN